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Barbara
Ralston
Chief Compliance Officer
Barbara Ralston, CCO, oversees the compliance
function for The Kelt Group, LLC (TKG). Ms. Ralston began
her career in 1979 as a sales assistant with Mesirow &
Company, a solely owned Broker-Dealer in Chicago. She moved
to California in 1983 and joined Prudential Securities, becoming
well-versed in the compliance and operations aspects of the
securities business. In 1996, she took a position as Compliance
Director with First Wall Street Corporation. Ms. Ralston joined
TKG in April 2005.
Contact: barbara@thekeltgroup.com
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